As part of our annual updates the SEC requires we update our Form ADV and to let our clients know the updated form is available. Related to that you may click here to review our latest Summary of Material Changes which outlines material changes to our firm’s disclosure brochure, Form ADV Part 1 and 2A. All of the information is in the link, and it is available by print upon request by contacting our firm at 855-515-5896, ext 101, or via email at richard@laketahoewealthmanagement.com. You may also find additional information about our firm through the Investment Adviser Public Disclosure system at www.adviserinfo.sec.gov.
Additionally, we would like to make you aware of the following:
1. We are required to adopt a code of ethics and provide a copy of our code of ethics to clients upon request. The current version of our code of ethics is available to you by contacting our firm at the telephone number or email address listed above.
2. Contact your Financial Planner immediately if you have had any changes in your investment objectives or financial circumstances. Any changes could impact how we manage your portfolio and will become part of your client file. You should also contact us at any time during the year if your investment goals or financial circumstances change.
3. Should you hold equity securities in your portfolio, you will be responsible for the voting of proxies with regard to those investments. We do not vote client proxies.
4. Finally, follow this link for a copy of our current privacy policy, which we are required to deliver to all existing clients annually.
As always, we welcome your questions and comments at any time.
The LTWM Team